Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • TP ICAP Markets Limited (no longer approved here)

    FRN 124520

    • [FCA CF] Client dealing (30 Jun 2020 to 6 Nov 2020)
    • [FCA CF] Manager of certification employee (30 Jun 2020 to 6 Nov 2020)
    • CF30 Customer (24 May 2019 to 8 Dec 2019)
  • RWE Trading Services Limited (no longer approved here)

    FRN 208155

    • CF30 Customer (1 Nov 2007 to 3 Nov 2016)
    • CF21 Investment Adviser (11 Mar 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.