Jamie Clark

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

GFI Securities Limited
FRN 184801
- [FCA CF] Client dealing (since 12 Nov 2024)
- [FCA CF] Manager of certification employee (1 Nov 2021 to 31 Jul 2022)
- [FCA CF] Material risk taker (1 Nov 2021 to 18 Nov 2021)
- [FCA CF] Client dealing (1 Nov 2021 to 31 Jul 2022)
Shell International Trading and Shipping Company Limited (no longer approved here)
FRN 171941
- CF30 Customer (1 Nov 2007 to 15 Feb 2008)
- CF21 Investment Adviser (5 Feb 2007 to 31 Oct 2007)
JPMorgan Chase Bank, National Association (no longer approved here)
FRN 124491
- CF21 Investment Adviser (3 May 2006 to 15 Jan 2007)
J.P. Morgan Securities plc (no longer approved here)
FRN 155240
- CF21 Investment Adviser (3 May 2006 to 15 Jan 2007)
RWE Trading Services Limited (no longer approved here)
FRN 208155
- CF21 Investment Adviser (29 Sep 2004 to 1 May 2005)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.