RWC Asset Management LLP
Addresses
The contact details this firm has registered with the FCA.
-
Principal Place of Business
RWC Asset Management LLP10 Bressenden PlaceLondonWestminsterSW1E 5DHUNITED KINGDOM- Phone
- +442072276000
-
Complaints Contact
RWC Asset Management LLPVerde10 Bressenden PlaceLondonSW1E 5DHUNITED KINGDOM- Phone
- +442072276000
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
-
Investment Advice (no pensions)
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
-
Authorised to Operate
Show 1 limitation Hide limitations
- · Limited to investment management activities for the specified customer types.
-
Arranges Investments
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
-
Arranges Asset Safekeeping
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
-
Stockbroking
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
-
Investment Setup
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
-
Private Investment Funds
-
Manages Your Portfolio
For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
-
Jaakko Antero Kinanen
IRN JAK01144
- [FCA CF] Client dealing (9 Dec 2019 to 22 Apr 2022)
- CF30 Customer (23 Sep 2015 to 8 Dec 2019)
-
Jaimin Shah
IRN JXS19744
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (6 Sep 2019 to 8 Dec 2019)
-
James Aylett
IRN JXA01625
- SMF27 Partner (since 14 Feb 2025)
-
James Henry Balfour Tillotson
IRN JHT01021
- [FCA CF] Material risk taker (since 1 Feb 2023)
- [FCA CF] Client dealing (since 9 Dec 2020)
- SMF27 Partner (9 Dec 2019 to 1 Feb 2023)
- CF4 Partner (19 Oct 2017 to 8 Dec 2019)
- CF30 Customer (20 Feb 2014 to 8 Dec 2019)
-
James Kaufmann
IRN JXK01602
- CF10 Compliance Oversight (8 Jul 2010 to 1 Aug 2014)
- CF11 Money Laundering Reporting (8 Jul 2010 to 1 Aug 2014)
-
James Kinsbrook
IRN JXK00838
- [FCA CF] Client dealing (since 9 Sep 2025)
-
James Oliver Johnstone
IRN JOJ01002
- [FCA CF] Material risk taker (since 1 Feb 2023)
- [FCA CF] Manager of certification employee (since 1 Feb 2023)
- [FCA CF] Client dealing (since 9 Dec 2019)
- SMF27 Partner (9 Dec 2019 to 1 Feb 2023)
- CF30 Customer (3 Apr 2018 to 8 Dec 2019)
- CF4 Partner (3 Apr 2018 to 8 Dec 2019)
-
James Thomas
IRN JXT00833
- [FCA CF] Client dealing (3 Nov 2025 to 9 Apr 2026)
-
Jarkko Soininen
IRN JPS01218
- [FCA CF] Material risk taker (1 Feb 2023 to 30 Apr 2025)
- SMF27 Partner (9 Dec 2019 to 1 Feb 2023)
- [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2025)
- CF30 Customer (26 Feb 2014 to 8 Dec 2019)
- CF4 Partner (7 Aug 2013 to 8 Dec 2019)
-
Jay Ralph Dominic Barrymore
IRN JRB01298
- CF30 Customer (7 May 2008 to 30 Apr 2009)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.