Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Material risk taker (since 1 Feb 2023)
    • [FCA CF] Client dealing (since 9 Dec 2020)
    • SMF27 Partner (9 Dec 2019 to 1 Feb 2023)
    • CF4 Partner (19 Oct 2017 to 8 Dec 2019)
    • CF30 Customer (20 Feb 2014 to 8 Dec 2019)
  • J.M. FINN & CO.LTD (no longer approved here)

    FRN 450754

    • CF21 Investment Adviser (30 Jun 2006 to 3 Nov 2006)
    • CF27 Investment Management (30 Jun 2006 to 3 Nov 2006)

Recent activity

Updates to this individual's record on the FCA register.

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