RWC Asset Management LLP

• Principal Place of Business

  RWC Asset Management LLP

  10 Bressenden Place

  London

  Westminster

  SW1E 5DH

  UNITED KINGDOM

  Phone

  +442072276000

  Web

  https://www.redwheel.com

• Complaints Contact

  RWC Asset Management LLP

  Verde

  10 Bressenden Place

  London

  SW1E 5DH

  UNITED KINGDOM

  Phone

  +442072276000

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · Limited to investment management activities for the specified customer types.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Giampaolo Serra

  IRN GXS02043

  • [FCA CF] Client dealing (since 21 Jun 2024)
• Gillian Denise Elcock

  IRN GDE01023

  • [FCA CF] Client dealing (11 Feb 2022 to 11 Aug 2022)
• Graham Stephen Clapp

  IRN GSC01029

  • SMF27 Partner (9 Dec 2019 to 31 May 2021)
  • CF4 Partner (12 Sep 2017 to 8 Dec 2019)
  • CF30 Customer (12 Sep 2017 to 8 Dec 2019)
• Grant Anthony Webster

  IRN GAW01106

  • CF30 Customer (7 May 2008 to 27 Jan 2010)
• Halima Abdul

  IRN HXA00261

  • [FCA CF] Client dealing (since 18 Dec 2023)
• Hayes Lee Varey

  IRN HLV01005

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (17 Sep 2009 to 18 Apr 2011)
• Huan Xue Ke

  IRN HXK01205

  • SMF27 Partner (since 4 May 2022)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 2 Jul 2020)
  • SMF16 Compliance Oversight (since 2 Jul 2020)
• Hui Ting Ang

  IRN HXA00190

  • [FCA CF] Client dealing (26 Oct 2022 to 20 Aug 2025)
• Ian Scott Lance

  IRN ISL01013

  • [FCA CF] Material risk taker (since 1 Feb 2023)
  • [FCA CF] Manager of certification employee (since 1 Feb 2023)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • SMF27 Partner (9 Dec 2019 to 1 Feb 2023)
  • CF4 Partner (2 Dec 2010 to 8 Dec 2019)
  • CF30 Customer (14 Sep 2010 to 8 Dec 2019)
• Ingrid Gafanhao

  IRN IXG00131

  • [FCA CF] Manager of certification employee (11 Oct 2024 to 30 Nov 2025)
  • [FCA CF] Client dealing (12 Oct 2023 to 30 Nov 2025)

No changes recorded yet.