Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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RWC Asset Management LLP
FRN 474286
- [FCA CF] Material risk taker (since 1 Feb 2023)
- [FCA CF] Manager of certification employee (since 1 Feb 2023)
- [FCA CF] Client dealing (since 9 Dec 2019)
- SMF27 Partner (9 Dec 2019 to 1 Feb 2023)
- CF4 Partner (2 Dec 2010 to 8 Dec 2019)
- CF30 Customer (14 Sep 2010 to 8 Dec 2019)
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- CF30 Customer (1 Nov 2007 to 12 Aug 2010)
- CF27 Investment Management (4 Apr 2007 to 31 Oct 2007)
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- CF30 Customer (1 Nov 2007 to 12 Aug 2010)
- CF27 Investment Management (4 Apr 2007 to 31 Oct 2007)
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- CF27 Investment Management (8 Feb 2006 to 30 Jan 2007)
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- CF21 Investment Adviser (18 Feb 2004 to 10 May 2005)
- CF27 Investment Management (1 Dec 2001 to 10 May 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.