RWC Asset Management LLP

Date authorised
1 April 2013
Companies House
OC332015
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    RWC Asset Management LLP
    10 Bressenden Place
    London
    Westminster
    SW1E 5DH
    UNITED KINGDOM
    Phone
    +442072276000
    Web
    https://www.redwheel.com

  • Complaints Contact

    RWC Asset Management LLP
    Verde
    10 Bressenden Place
    London
    SW1E 5DH
    UNITED KINGDOM
    Phone
    +442072276000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · Limited to investment management activities for the specified customer types.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Christopher James Di Salvatore

    IRN CXD22122

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (18 Oct 2019 to 8 Dec 2019)
  • Christopher Patrick McNally

    IRN CPM01124

    • CF4 Partner (10 Mar 2010 to 17 Feb 2012)
    • CF30 Customer (10 Mar 2010 to 17 Feb 2012)
  • Christopher Paul Shale

    IRN CPS01055

    • CF30 Customer (28 Aug 2008 to 18 Jan 2010)
  • Christopher Simon Maude

    IRN CSM01022

    • CF10 Compliance Oversight (27 Dec 2007 to 14 Sep 2010)
    • CF11 Money Laundering Reporting (27 Dec 2007 to 14 Sep 2010)
  • Clark Sorenson Fenton

    IRN CSF01021

    • SMF27 Partner (19 Dec 2019 to 13 Oct 2021)
    • [FCA CF] Client dealing (19 Dec 2019 to 13 Oct 2021)
  • Colin Moar

    IRN CXM01228

    • CF30 Customer (24 Jul 2015 to 2 Jun 2016)
  • Colin Rutter

    IRN CXR00193

    • [FCA CF] Client dealing (since 8 Sep 2020)
  • Corinna Maria Arnold

    IRN CMA01037

    • CF4 Partner (29 Apr 2016 to 31 Oct 2018)
    • CF30 Customer (27 Jul 2015 to 30 Jun 2019)
  • Cressida Williams

    IRN CXW01865

    • SMF27 Partner (since 20 Jul 2022)
  • Daniel Charles Mannix

    IRN DCM01174

    • SMF27 Partner (9 Dec 2019 to 31 Jul 2021)
    • SMF1 Chief Executive (9 Dec 2019 to 31 Jul 2021)
    • CF3 Chief Executive (22 Jan 2013 to 8 Dec 2019)
    • CF4 Partner (22 Jan 2013 to 8 Dec 2019)
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Recent activity

Updates to this firm's record on the FCA register.

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