RWC Asset Management LLP

• Principal Place of Business

  RWC Asset Management LLP

  10 Bressenden Place

  London

  Westminster

  SW1E 5DH

  UNITED KINGDOM

  Phone

  +442072276000

  Web

  https://www.redwheel.com

• Complaints Contact

  RWC Asset Management LLP

  Verde

  10 Bressenden Place

  London

  SW1E 5DH

  UNITED KINGDOM

  Phone

  +442072276000

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · Limited to investment management activities for the specified customer types.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• David Andrew Stewart

  IRN DAS01281

  • [FCA CF] Material risk taker (since 1 Feb 2023)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • SMF27 Partner (9 Dec 2019 to 1 Feb 2023)
  • CF4 Partner (19 Oct 2017 to 8 Dec 2019)
  • CF30 Customer (3 Mar 2014 to 8 Dec 2019)
• David Keswick

  IRN DXK00142

  • [FCA CF] Client dealing (since 21 Jun 2024)
• Davide Alessandro Basile

  IRN BXD01108

  • [FCA CF] Manager of certification employee (since 1 Feb 2023)
  • [FCA CF] Material risk taker (since 1 Feb 2023)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • SMF27 Partner (9 Dec 2019 to 1 Feb 2023)
  • CF30 Customer (10 Feb 2010 to 8 Dec 2019)
  • CF4 Partner (10 Feb 2010 to 8 Dec 2019)
• Dina Guirguis

  IRN DXG01671

  • CF10 Compliance Oversight (19 Aug 2014 to 13 Oct 2015)
  • CF11 Money Laundering Reporting (19 Aug 2014 to 13 Oct 2015)
• Dion Purll

  IRN DXP01671

  • CF30 Customer (30 Mar 2015 to 3 Aug 2015)
• Edward Michael Rumble

  IRN EMR01024

  • CF4 Partner (12 Sep 2017 to 27 Sep 2019)
  • CF30 Customer (12 Sep 2017 to 17 Jul 2019)
• Eleanor Firestein

  IRN EXF00200

  • [FCA CF] Client dealing (since 22 Feb 2025)
• Eloise Catherine Brigitte Veillet

  IRN EXV01017

  • [FCA CF] Manager of certification employee (26 Aug 2022 to 11 Jun 2024)
  • [FCA CF] Client dealing (27 Apr 2022 to 11 Jun 2024)
• Emilie Anna Esposito

  IRN EAE01020

  • [FCA CF] Client dealing (15 Apr 2022 to 12 Jul 2022)
• Eng Li Yap

  IRN ELY01001

  • CF30 Customer (7 May 2008 to 18 Aug 2010)

No changes recorded yet.