Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Material risk taker (since 1 Feb 2023)
    • [FCA CF] Manager of certification employee (since 1 Feb 2023)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF27 Partner (9 Dec 2019 to 1 Feb 2023)
    • CF4 Partner (10 Feb 2010 to 8 Dec 2019)
    • CF30 Customer (10 Feb 2010 to 8 Dec 2019)
  • Morgan Stanley Investment Management Limited (no longer approved here)

    FRN 121920

    • CF30 Customer (1 Nov 2007 to 7 Jan 2010)
    • CF27 Investment Management (31 Oct 2005 to 31 Oct 2007)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF27 Investment Management (9 Mar 2005 to 10 Jun 2005)
    • CF21 Investment Adviser (1 Dec 2001 to 8 Mar 2005)

Recent activity

Updates to this individual's record on the FCA register.

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