Date authorised
1 April 2013
Companies House
OC332015
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    RWC Asset Management LLP
    10 Bressenden Place
    London
    Westminster
    SW1E 5DH
    UNITED KINGDOM
    Phone
    +442072276000
  • Complaints Contact

    RWC Asset Management LLP
    Verde
    10 Bressenden Place
    London
    SW1E 5DH
    UNITED KINGDOM
    Phone
    +442072276000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · Limited to investment management activities for the specified customer types.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Amanda Louise O'Toole

    IRN ALO01020

    • [FCA CF] Material risk taker (since 17 Aug 2023)
    • [FCA CF] Client dealing (since 17 Aug 2023)
    • [FCA CF] Manager of certification employee (since 17 Aug 2023)
  • Anders Christian Bjorkstahl

    IRN AXB19794

    • CF30 Customer (6 Sep 2019 to 8 Dec 2019)
  • Andrew Ballard

    IRN AXB01626

    • CF4 Partner (21 Feb 2011 to 28 Mar 2013)
    • CF30 Customer (27 Dec 2007 to 28 Mar 2013)
  • Andrew Jonathan Fortrey Heap

    IRN AJH01654

    • [FCA CF] Client dealing (9 Dec 2019 to 31 May 2021)
    • CF30 Customer (10 Sep 2019 to 8 Dec 2019)
  • Andrew Stuart MacKirdy

    IRN ASM01055

    • SMF27 Partner (29 Jun 2021 to 30 Nov 2022)
    • [FCA CF] Client dealing (29 Jun 2021 to 23 Jan 2026)
  • Anel Pena Gomez

    IRN AXG01115

    • [FCA CF] Client dealing (since 28 Oct 2025)
  • Anil Tewari

    IRN AXT21522

    • [FCA CF] Client dealing (9 Dec 2019 to 7 Feb 2024)
    • CF30 Customer (12 Oct 2019 to 8 Dec 2019)
  • Antonio Salerno

    IRN AXS02404

    • [FCA CF] Material risk taker (1 Feb 2023 to 31 Dec 2025)
    • SMF27 Partner (9 Dec 2019 to 1 Feb 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2025)
    • CF4 Partner (19 Oct 2017 to 8 Dec 2019)
    • CF30 Customer (20 Feb 2014 to 8 Dec 2019)
  • Archana Shah

    IRN AXS01232

    • [FCA CF] Client dealing (since 30 Aug 2022)
  • Artur Grigoryans

    IRN AXG01453

    • SMF27 Partner (since 9 Sep 2022)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.