Andrew Ballard

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Bell Rock Capital Management LLP

    FRN 582907

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (19 Apr 2013 to 8 Dec 2019)
    • CF4 Partner (19 Apr 2013 to 15 Nov 2019)
  • RWC Asset Management LLP (no longer approved here)

    FRN 474286

    • CF4 Partner (21 Feb 2011 to 28 Mar 2013)
    • CF30 Customer (27 Dec 2007 to 28 Mar 2013)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.