Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 17 Aug 2023)
    • [FCA CF] Manager of certification employee (since 17 Aug 2023)
    • [FCA CF] Material risk taker (since 17 Aug 2023)
  • AXA INVESTMENT MANAGERS UK LIMITED (no longer approved here)

    FRN 119368

    • [FCA CF] Client dealing (9 Dec 2019 to 30 Jan 2023)
    • [FCA CF] Material risk taker (9 Dec 2019 to 30 Jan 2023)
    • CF30 Customer (21 Oct 2011 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.