Date authorised
1 April 2013
Companies House
OC332015
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    RWC Asset Management LLP
    10 Bressenden Place
    London
    Westminster
    SW1E 5DH
    UNITED KINGDOM
    Phone
    +442072276000
  • Complaints Contact

    RWC Asset Management LLP
    Verde
    10 Bressenden Place
    London
    SW1E 5DH
    UNITED KINGDOM
    Phone
    +442072276000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · Limited to investment management activities for the specified customer types.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Michael Jake Sefton

    IRN MXS05425

    • [FCA CF] Client dealing (since 28 Oct 2025)
  • Michael John Bishop

    IRN MJB01254

    • [FCA CF] Client dealing (9 Dec 2019 to 26 Oct 2022)
    • CF30 Customer (24 Dec 2015 to 8 Dec 2019)
  • Michael John Jones

    IRN MJJ01049

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (7 Nov 2014 to 8 Dec 2019)
  • Michael Woodthorpe

    IRN MXW00893

    • [FCA CF] Client dealing (since 11 Oct 2024)
  • Michel Gilles Sznajer

    IRN MGS01114

    • [FCA CF] Client dealing (since 30 Sep 2024)
    • [FCA CF] Material risk taker (since 30 Sep 2024)
  • Michelle Shi

    IRN MXS03068

    • CF30 Customer (19 Dec 2011 to 31 Mar 2017)
  • Miki Sugimoto

    IRN MXS01333

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (24 Sep 2019 to 8 Dec 2019)
  • Miles Anthony Sloan Geldard

    IRN MAG01119

    • CF30 Customer (27 Dec 2007 to 5 Nov 2009)
    • CF4 Partner (27 Dec 2007 to 5 Nov 2009)
  • Moomal Irfan

    IRN MXI39530

    • [FCA CF] Client dealing (1 Oct 2024 to 1 Jan 2026)
  • Nandita Sahgal

    IRN NXS01202

    • [FCA CF] Material risk taker (since 9 Sep 2025)
    • [FCA CF] Client dealing (since 9 Sep 2025)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.