Michael John Jones

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

RWC Asset Management LLP
FRN 474286
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (7 Nov 2014 to 8 Dec 2019)
THE ROYAL BANK OF SCOTLAND PUBLIC LIMITED COMPANY (no longer approved here)
FRN 114724
- CF30 Customer (12 Apr 2013 to 3 Nov 2014)
Coutts & Company (no longer approved here)
FRN 122287
- CF30 Customer (7 Oct 2010 to 14 Feb 2013)
Insight Investment Management (Global) Limited (no longer approved here)
FRN 119308
- CF30 Customer (1 Nov 2007 to 2 Nov 2009)
- CF26 Customer Trading (18 Mar 2003 to 31 Oct 2007)
- CF27 Investment Management (3 Mar 2003 to 18 Mar 2003)
SCOTTISH WIDOWS LIMITED (no longer approved here)
FRN 181655
- CF27 Investment Management (1 Dec 2001 to 11 Jul 2002)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.