Russell Investments Limited

• Principal Place of Business

  Russell Investment Group

  Rex House 4-12

  Regent Street

  London

  Westminster

  SW1Y 4PE

  UNITED KINGDOM

  Phone

  +442070246384

  Web

  https://www.russellinvestments.com/uk

• Complaints Contact

  Russell Investment Group

  Rex House 4-12

  Regent Street

  London

  Westminster

  SW1Y 4PE

  UNITED KINGDOM

  Phone

  +442070246384

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Majid Nisar Khan

  IRN MNK01026

  • [FCA CF] Manager of certification employee (since 21 Nov 2022)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (24 Jul 2013 to 8 Dec 2019)
• Manuela Ciancio

  IRN MXC03416

  • [FCA CF] Client dealing (20 Oct 2023 to 30 Aug 2024)
  • CF30 Customer (8 Jun 2018 to 8 Dec 2019)
• Marc Grayston

  IRN MXG00704

  • [FCA CF] Client dealing (29 Feb 2024 to 30 Aug 2024)
• Marcelo Guillermo Catz

  IRN MGC01064

  • CF30 Customer (1 Nov 2007 to 9 Nov 2007)
  • CF21 Investment Adviser (4 May 2007 to 31 Oct 2007)
  • CF1 Director (21 Sep 2006 to 10 Oct 2006)
  • CF22 Investment Adviser (Trainee) (21 Sep 2006 to 4 May 2007)
• Marco Diolosa

  IRN MXD01746

  • CF30 Customer (4 Dec 2007 to 23 Apr 2008)
• Maria Ludovica Grisi Della Pie

  IRN MLG01031

  • CF21 Investment Adviser (1 Dec 2001 to 4 Dec 2002)
• Maria Savostyanova

  IRN MXS00490

  • [FCA CF] Client dealing (9 Dec 2019 to 27 Aug 2021)
• Mark Anthony Smith

  IRN MAS01221

  • [FCA CF] Material risk taker (since 9 Dec 2019)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 26 Oct 2023)
  • CF10 Compliance Oversight (7 Apr 2014 to 8 Dec 2019)
• Mark Edward Barry

  IRN MEB01058

  • CF30 Customer (1 Nov 2007 to 20 Aug 2015)
  • CF27 Investment Management (21 May 2003 to 26 Nov 2004)
  • CF21 Investment Adviser (13 May 2003 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (9 Apr 2002 to 13 May 2003)
• Mark Morris Klein

  IRN MMK01011

  • [FCA CF] Manager of certification employee (since 1 Sep 2024)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Significant management (since 9 Dec 2019)
  • [FCA CF] Material risk taker (since 9 Dec 2019)
  • CF30 Customer (20 Dec 2010 to 8 Dec 2019)

No changes recorded yet.