Russell Investments Limited

• Principal Place of Business

  Russell Investment Group

  Rex House 4-12

  Regent Street

  London

  Westminster

  SW1Y 4PE

  UNITED KINGDOM

  Phone

  +442070246384

  Web

  https://www.russellinvestments.com/uk

• Complaints Contact

  Russell Investment Group

  Rex House 4-12

  Regent Street

  London

  Westminster

  SW1Y 4PE

  UNITED KINGDOM

  Phone

  +442070246384

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Helen Maureen Frazer

  IRN HMF01018

  • CF30 Customer (1 Nov 2007 to 8 May 2009)
  • CF21 Investment Adviser (28 Jul 2005 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (4 Feb 2005 to 28 Jul 2005)
• Helen Nicola Steers

  IRN HNS01003

  • CF21 Investment Adviser (1 Dec 2001 to 26 Nov 2004)
• Helmut Josef Konir

  IRN HJK01019

  • CF30 Customer (1 Nov 2007 to 19 Jul 2010)
  • CF21 Investment Adviser (27 Mar 2006 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (3 Feb 2006 to 27 Mar 2006)
• Henk Radder

  IRN HXR01124

  • CF30 Customer (1 Nov 2007 to 11 Jan 2012)
  • CF22 Investment Adviser (Trainee) (19 May 2006 to 31 Oct 2007)
• Herschel Leverett

  IRN HXL00191

  • [FCA CF] Material risk taker (since 15 Jan 2024)
• Hossein Nikoopour

  IRN HXN01056

  • CF30 Customer (1 Nov 2007 to 24 Oct 2008)
  • CF27 Investment Management (26 Nov 2003 to 26 Nov 2004)
  • CF21 Investment Adviser (17 Jun 2002 to 31 Oct 2007)
• Hui Ravanas

  IRN HXR01311

  • [FCA CF] Client dealing (9 Dec 2019 to 19 May 2023)
  • CF30 Customer (18 Jun 2015 to 8 Dec 2019)
• Ian Frederick Barnes

  IRN IFB00007

  • CF30 Customer (1 Nov 2007 to 8 Dec 2011)
  • CF27 Investment Management (26 Nov 2003 to 26 Nov 2004)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
• Ian Thomas Battye

  IRN ITB01013

  • CF2 Non Executive Director (9 Mar 2010 to 20 Jun 2012)
• Igor Bosnjak

  IRN IXB01334

  • [FCA CF] Material risk taker (23 Nov 2023 to 3 Sep 2024)
  • [FCA CF] Manager of certification employee (1 Dec 2021 to 17 Mar 2023)
  • [FCA CF] Client dealing (9 Dec 2019 to 17 Mar 2023)
  • [FCA CF] Significant management (9 Dec 2019 to 25 Aug 2023)
  • CF30 Customer (1 Feb 2014 to 8 Dec 2019)

No changes recorded yet.