Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Russell Investments Limited (no longer approved here)

    FRN 122282

    • [FCA CF] Material risk taker (23 Nov 2023 to 3 Sep 2024)
    • [FCA CF] Manager of certification employee (1 Dec 2021 to 17 Mar 2023)
    • [FCA CF] Significant management (9 Dec 2019 to 25 Aug 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 17 Mar 2023)
    • CF30 Customer (1 Feb 2014 to 8 Dec 2019)
  • Russell Investments Implementation Services Limited (no longer approved here)

    FRN 415353

    • [FCA CF] Material risk taker (9 Dec 2019 to 3 Sep 2024)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 17 Mar 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 17 Mar 2023)
    • SMF3 Executive Director (9 Dec 2019 to 5 Sep 2024)
    • CF1 Director (19 Aug 2014 to 8 Dec 2019)
    • CF30 Customer (13 Jun 2012 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.