Russell Investments Implementation Services Limited

• Principal Place of Business

  Russell Investment Group

  Rex House 4-12

  Regent Street

  London

  Westminster

  SW1Y 4PE

  UNITED KINGDOM

  Phone

  +4402070246000

  Web

  https://www.russellinvestments.com/uk

• Complaints Contact

  Russell Investment Group

  Rex House 4-12

  Regent Street

  London

  Westminster

  SW1Y 4PE

  UNITED KINGDOM

  Phone

  +442070246384

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Share, Unit, Warrant

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Share, Unit, Warrant

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Share, Unit, Warrant

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Share, Unit, Warrant

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Share, Unit, Warrant

• Richard John Webb

  IRN RJW01147

  • SMF1 Chief Executive (8 Jan 2020 to 30 Apr 2024)
  • SMF3 Executive Director (8 Jan 2020 to 30 Apr 2024)
  • [FCA CF] Material risk taker (9 Dec 2019 to 30 Apr 2024)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 26 Oct 2023)
  • [FCA CF] Client dealing (9 Dec 2019 to 30 Apr 2024)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF27 Investment Management (26 Sep 2007 to 31 Oct 2007)
• Richard William Smirl

  IRN RWS01130

  • SMF3 Executive Director (9 Dec 2019 to 3 May 2021)
  • CF1 Director (15 May 2019 to 8 Dec 2019)
• Rikki Singh Hundal

  IRN RSH01097

  • CF30 Customer (22 Aug 2016 to 23 Sep 2019)
• Robert Aaron Bishop

  IRN RAB01398

  • CF1 Director (23 May 2012 to 5 Sep 2016)
  • CF3 Chief Executive (23 May 2012 to 5 Sep 2016)
  • CF30 Customer (23 May 2012 to 5 Sep 2016)
• Robert Bruce Botting

  IRN RBB01065

  • CF29 Significant management (22 Jul 2014 to 7 Oct 2016)
• Robert James Alexander Justice

  IRN RJJ01064

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • [FCA CF] Material risk taker (since 9 Dec 2019)
  • CF11 Money Laundering Reporting (13 Jun 2012 to 8 Dec 2019)
• Robert Stephen Mears

  IRN RSM01145

  • [FCA CF] Manager of certification employee (since 17 Apr 2024)
  • [FCA CF] Significant management (since 9 Dec 2019)
  • [FCA CF] Material risk taker (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (14 Oct 2013 to 8 Dec 2019)
• Robert T Werner

  IRN RTW01027

  • CF1 Director (15 Aug 2005 to 19 Oct 2006)
• Sam Johan Lundqvist

  IRN SJL01231

  • CF30 Customer (1 Nov 2007 to 27 May 2009)
  • CF27 Investment Management (18 Oct 2005 to 31 Oct 2007)
• Samantha Grace Haworth

  IRN SGH01119

  • [FCA CF] Client dealing (24 Jan 2023 to 2 Jun 2023)

No changes recorded yet.