Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Russell Investments Limited (no longer approved here)

    FRN 122282

    • [FCA CF] Manager of certification employee (1 Dec 2021 to 30 May 2024)
    • [FCA CF] Client dealing (31 Jan 2020 to 30 May 2024)
  • Russell Investments Implementation Services Limited (no longer approved here)

    FRN 415353

    • SMF1 Chief Executive (8 Jan 2020 to 30 Apr 2024)
    • SMF3 Executive Director (8 Jan 2020 to 30 Apr 2024)
    • [FCA CF] Material risk taker (9 Dec 2019 to 30 Apr 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 30 Apr 2024)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 26 Oct 2023)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF27 Investment Management (26 Sep 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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