Russell Investments Implementation Services Limited

• Principal Place of Business

  Russell Investment Group

  Rex House 4-12

  Regent Street

  London

  Westminster

  SW1Y 4PE

  UNITED KINGDOM

  Phone

  +4402070246000

  Web

  https://www.russellinvestments.com/uk

• Complaints Contact

  Russell Investment Group

  Rex House 4-12

  Regent Street

  London

  Westminster

  SW1Y 4PE

  UNITED KINGDOM

  Phone

  +442070246384

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Share, Unit, Warrant

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Share, Unit, Warrant

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Share, Unit, Warrant

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Share, Unit, Warrant

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Share, Unit, Warrant

• Haris Themis Chacholiades

  IRN HTC00002

  • [FCA CF] Material risk taker (since 1 Dec 2020)
  • SMF3 Executive Director (since 23 Oct 2020)
• Ian Thomas Battye

  IRN ITB01013

  • CF3 Chief Executive (12 May 2008 to 20 Jun 2012)
  • CF1 Director (12 May 2008 to 14 Nov 2012)
  • CF30 Customer (12 May 2008 to 20 Jun 2012)
• Igor Bosnjak

  IRN IXB01334

  • [FCA CF] Client dealing (9 Dec 2019 to 17 Mar 2023)
  • [FCA CF] Material risk taker (9 Dec 2019 to 3 Sep 2024)
  • SMF3 Executive Director (9 Dec 2019 to 5 Sep 2024)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 17 Mar 2023)
  • CF1 Director (19 Aug 2014 to 8 Dec 2019)
  • CF30 Customer (13 Jun 2012 to 8 Dec 2019)
• Ioannis Kaparakis

  IRN IXK00104

  • [FCA CF] Client dealing (since 8 Nov 2022)
• Isa Jalloh

  IRN IXJ01158

  • [FCA CF] Significant management (since 9 Dec 2019)
  • [FCA CF] Material risk taker (since 9 Dec 2019)
  • CF28 Systems and controls (2 Jan 2018 to 8 Dec 2019)
• James Aylett

  IRN JXA01625

  • CF30 Customer (8 Mar 2010 to 29 Mar 2019)
• James Christopher Leggate

  IRN JCL01049

  • CF30 Customer (17 Nov 2016 to 8 Dec 2019)
• James John Beveridge

  IRN JJB01063

  • CF13 Finance (15 Aug 2005 to 6 Nov 2006)
  • CF1 Director (15 Aug 2005 to 18 Oct 2019)
• James Timothy Firn

  IRN JTF01014

  • CF10 Compliance Oversight (28 Dec 2012 to 8 Apr 2014)
  • CF11 Money Laundering Reporting (15 Aug 2005 to 12 May 2006)
  • CF1 Director (15 Aug 2005 to 30 Jun 2014)
• Jasjot Singh Kohli

  IRN JSK01092

  • CF28 Systems and controls (20 Jul 2015 to 28 Aug 2015)

No changes recorded yet.