James Timothy Firn

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

J O Hambro Capital Management Limited
FRN 147406
- SMF9 Chair of the Governing Body (since 23 Jun 2020)
Russell Investments Limited (no longer approved here)
FRN 122282
- CF10 Compliance Oversight (28 Dec 2012 to 8 Apr 2014)
- CF11 Money Laundering Reporting (7 Jul 2004 to 12 May 2006)
- CF1 Director (1 Dec 2001 to 30 Jun 2014)
Russell Investments Implementation Services Limited (no longer approved here)
FRN 415353
- CF10 Compliance Oversight (28 Dec 2012 to 8 Apr 2014)
- CF1 Director (15 Aug 2005 to 30 Jun 2014)
- CF11 Money Laundering Reporting (15 Aug 2005 to 12 May 2006)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.