Ruby Capital Partners LLP

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FRN: 430092
Date authorised: 1 April 2013
Companies House: OC312230
Last scraped: 2 weeks ago

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Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

8 Duke Street

London

W1U 3EW

UNITED KINGDOM

Phone

+4402039002888
Complaints Contact

8 Duke Street

London

W1U 3EW

UNITED KINGDOM

Phone

+4402039002888

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Arranges Asset Safekeeping

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Stockbroking

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Investment Setup

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Private Investment Funds
Manages Your Portfolio

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Emma Michelle Shear
IRN EMS01024
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Material risk taker (since 9 Dec 2019)
- CF11 Money Laundering Reporting (16 Apr 2012 to 28 May 2015)
- CF10 Compliance Oversight (16 Apr 2012 to 28 May 2015)
- CF30 Customer (10 Sep 2008 to 8 Dec 2019)
Emmanuel Marcel Poznanski
IRN EMP01017
- CF27 Investment Management (24 Mar 2006 to 16 Feb 2007)
- CF26 Customer Trading (28 Jun 2005 to 24 Mar 2006)
- CF4 Partner (28 Jun 2005 to 16 Feb 2007)
Gwenael Sebastien Fort-Meheust
IRN GSF01020
- CF1 Director (AR) (8 Jun 2018 to 5 Feb 2019)
- CF30 Customer (23 May 2018 to 5 Feb 2019)
Jason Nath Mitra
IRN JNM01037
- CF4 Partner (8 Jun 2005 to 14 Aug 2007)
- CF27 Investment Management (8 Jun 2005 to 14 Aug 2007)
Jason Stuart Rogers
IRN JSR01052
- CF30 Customer (1 Nov 2007 to 30 May 2008)
- CF4 Partner (11 Oct 2005 to 30 May 2008)
- CF26 Customer Trading (11 Oct 2005 to 31 Oct 2007)
Jonathan Sinai Herbert
IRN JXH01949
- CF4 Partner (30 Jun 2005 to 6 Feb 2007)
Katrina Marie Chisnall
IRN KMC01057
- CF30 Customer (1 Nov 2007 to 1 May 2008)
- CF27 Investment Management (29 Jun 2005 to 31 Oct 2007)
- CF4 Partner (29 Jun 2005 to 1 May 2008)
Lippman Adam
IRN LXA01409
- CF30 Customer (7 Oct 2015 to 15 Jun 2017)
Luca Rinaldo Contardo Padulli
IRN LRP01020
- [FCA CF] Material risk taker (9 Dec 2019 to 3 Oct 2022)
- [FCA CF] Client dealing (9 Dec 2019 to 3 Oct 2022)
- CF30 Customer (1 Dec 2014 to 8 Dec 2019)
Mark Anthony George
IRN MAG01105
- CF11 Money Laundering Reporting (27 May 2015 to 3 Jan 2018)
- CF30 Customer (15 Jul 2008 to 27 Apr 2012)
- CF10 Compliance Oversight (8 Jun 2005 to 27 Apr 2012)
- CF4 Partner (8 Jun 2005 to 27 Apr 2012)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

CP CAPITAL MANAGEMENT LTD (no longer appointed)
FRN 957654 · Appointed 27 Aug 2021 · Until 31 Jul 2025
SAIGA ADVISORS LIMITED (no longer appointed)
FRN 947520 · Appointed 19 Mar 2021 · Until 12 Sep 2023
Locnew Limited (no longer appointed)
FRN 925024 · Appointed 24 Apr 2020 · Until 1 Feb 2022
Allum Advisory Limited (no longer appointed)
FRN 912656 · Appointed 27 Aug 2019 · Until 2 Apr 2020
Cobra Capital Ltd (no longer appointed)
FRN 810880 · Appointed 6 Jun 2018 · Until 6 Feb 2019
Infusive Plc (no longer appointed)
FRN 765466 · Appointed 25 Nov 2016 · Until 15 Sep 2017

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.