Katrina Marie Chisnall

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Cologny Advisors LLP

    FRN 582555

    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • CF10 Compliance Oversight (11 Sep 2013 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (11 Sep 2013 to 8 Dec 2019)
    • CF30 Customer (1 May 2013 to 8 Dec 2019)
    • CF4 Partner (1 May 2013 to 8 Dec 2019)
  • Ruby Capital Partners LLP (no longer approved here)

    FRN 430092

    • CF30 Customer (1 Nov 2007 to 1 May 2008)
    • CF4 Partner (29 Jun 2005 to 1 May 2008)
    • CF27 Investment Management (29 Jun 2005 to 31 Oct 2007)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF21 Investment Adviser (20 Sep 2002 to 11 Dec 2002)
    • CF22 Investment Adviser (Trainee) (18 Sep 2002 to 20 Sep 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.