Jason Nath Mitra

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Sephira Investment Advisors (UK) Limited

    FRN 788607

    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF30 Customer (3 Jan 2018 to 8 Dec 2019)
    • CF1 Director (3 Jan 2018 to 8 Dec 2019)
  • Mirabella Financial Services LLP (no longer approved here)

    FRN 415559

    • CF30 Customer (29 Sep 2017 to 9 Jan 2018)
  • Carrhae Capital LLP (no longer approved here)

    FRN 555437

    • CF4 Partner (15 Mar 2013 to 2 May 2016)
    • CF30 Customer (15 Mar 2013 to 2 May 2016)
  • Ruby Capital Partners LLP (no longer approved here)

    FRN 430092

    • CF4 Partner (8 Jun 2005 to 14 Aug 2007)
    • CF27 Investment Management (8 Jun 2005 to 14 Aug 2007)
  • Swiss Re Capital Markets Limited (no longer approved here)

    FRN 187863

    • CF21 Investment Adviser (10 Jun 2004 to 3 Jun 2005)
    • CF26 Customer Trading (10 Jun 2004 to 3 Jun 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.