RTA MORTGAGE & FINANCIAL SERVICES LTD

• Principal Place of Business

  52a High Street

  Ware

  Hertfordshire

  SG12 9BZ

  UNITED KINGDOM

  Phone

  +441920486500

  Web

  http://www.rtafinancial.co.uk

• Complaints Contact

  R T A Mortgage & Financial Services Ltd

  Mortgage & Financial Services Ltd

  52A High Street

  Ware

  Hertfordshire

  SG12 9BZ

  UNITED KINGDOM

  Phone

  +441920486500

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Stockbroking

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Debt Advice

  Show 1 limitation Hide limitations

  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Jack Richardson

  IRN JXR01651

  • 21. Advising or arranging (bringing about) equity release transactions
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 23 Sep 2020)
  • SMF3 Executive Director (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • Responsibility for MCD Intermediation (since 21 Mar 2016)
  • Responsible for Insurance Mediation (1 Jul 2013 to 30 Sep 2018)
  • CF1 Director (1 Jul 2013 to 8 Dec 2019)
• Jade Michelle Stapleton

  IRN JXS00803

  • [FCA CF] Functions requiring qualifications (7 Oct 2022 to 18 Apr 2024)
• Katie Rose Few

  IRN KXF00019

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 23 Sep 2020)
• Lee David Kempthorne

  IRN LXK00027

  • [FCA CF] Functions requiring qualifications (4 Mar 2020 to 17 Aug 2022)
• Nicholas James York

  IRN NXY00005

  • [FCA CF] Functions requiring qualifications (23 Sep 2020 to 16 Jul 2021)
• Sharon Ann White

  IRN SAB01173

  • [FCA CF] Functions requiring qualifications (4 Mar 2020 to 23 Jan 2025)
• Sophie Schembri

  IRN SXS00626

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 15 Aug 2023)
• Steven Leslie Thorn

  IRN SXT01450

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 23 Sep 2020)
  • SMF3 Executive Director (since 9 Dec 2019)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • CF10 Compliance Oversight (28 Jun 2017 to 8 Dec 2019)
  • CF1 Director (1 Jul 2013 to 8 Dec 2019)

• Nicholas James Mortgage & Financial Services Ltd (no longer appointed)

  FRN 922445 · Appointed 10 Mar 2020 · Until 16 Jul 2021

No changes recorded yet.