Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • [FCA CF] Functions requiring qualifications (since 23 Sep 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 21 Mar 2016)
    • Responsible for Insurance Mediation (1 Jul 2013 to 30 Sep 2018)
    • CF1 Director (1 Jul 2013 to 8 Dec 2019)
  • Personal Touch Financial Services Limited (no longer approved here)

    FRN 187834

    • CF4 Partner (AR) (20 Nov 2012 to 29 Nov 2013)
    • CF1 Director (AR) (11 Oct 2012 to 20 Nov 2012)
    • CF30 Customer (10 Nov 2009 to 31 Oct 2012)
  • Mortgage Advice Bureau Limited (no longer approved here)

    FRN 455545

    • CF1 Director (AR) (20 Oct 2010 to 19 Jun 2012)
  • Mortgage Advice Bureau (Derby) Limited (no longer approved here)

    FRN 466154

    • CF1 Director (AR) (20 Oct 2010 to 19 Jun 2012)

Recent activity

Updates to this individual's record on the FCA register.

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