Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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RTA MORTGAGE & FINANCIAL SERVICES LTD
FRN 596364
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 21. Advising or arranging (bringing about) equity release transactions
- [FCA CF] Functions requiring qualifications (since 23 Sep 2020)
- SMF3 Executive Director (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- Responsibility for MCD Intermediation (since 21 Mar 2016)
- Responsible for Insurance Mediation (1 Jul 2013 to 30 Sep 2018)
- CF1 Director (1 Jul 2013 to 8 Dec 2019)
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- CF4 Partner (AR) (20 Nov 2012 to 29 Nov 2013)
- CF1 Director (AR) (11 Oct 2012 to 20 Nov 2012)
- CF30 Customer (10 Nov 2009 to 31 Oct 2012)
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- CF1 Director (AR) (20 Oct 2010 to 19 Jun 2012)
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- CF1 Director (AR) (20 Oct 2010 to 19 Jun 2012)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.