Steven Leslie Thorn

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

RTA MORTGAGE & FINANCIAL SERVICES LTD
FRN 596364
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 23 Sep 2020)
- SMF3 Executive Director (since 9 Dec 2019)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- CF10 Compliance Oversight (28 Jun 2017 to 8 Dec 2019)
- CF1 Director (1 Jul 2013 to 8 Dec 2019)
Personal Touch Financial Services Limited (no longer approved here)
FRN 187834
- CF1 Director (AR) (12 Oct 2012 to 19 Nov 2012)
- CF4 Partner (AR) (20 May 2009 to 2 Oct 2012)
Richardson Thorn Associates (no longer approved here)
FRN 456742
- (1)Employed By (12 Oct 2012 to 19 Nov 2012)
Mortgage Advice Bureau Limited (no longer approved here)
FRN 455545
- CF1 Director (AR) (21 Oct 2010 to 19 Jun 2012)
Mortgage Advice Bureau (Derby) Limited (no longer approved here)
FRN 466154
- CF1 Director (AR) (21 Oct 2010 to 19 Jun 2012)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.