Date authorised
1 April 2013
Companies House
05957729
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    c/o David Philip Soden and Michael Tagg
    Of Teneo Financial Advisory Limited
    The Colmore Building
    20 Colmore Circus Queensway
    Birmingham
    B4 6AT
    UNITED KINGDOM
    Phone
    +442078230174
  • Complaints Contact

    c/o Teneo Financial Advisory Limited
    The Colmore Building
    20 Colmore Circus
    Queensway
    Birmingham
    B4 6AT
    UNITED KINGDOM
    Phone
    +442078230174

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Lloyd's Syndicate Management

    For All, Underwriting capacity of a Lloyd's syndicate

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Robert Emil Glanville

    IRN REG01072

    • CF2 Non Executive Director (26 Feb 2010 to 4 Jun 2015)
  • Roy Katzenberg

    IRN RXK01331

    • SIMF2 Chief Finance Function (7 Mar 2016 to 31 Oct 2017)
    • CF10 Compliance Oversight (18 Sep 2007 to 31 Aug 2011)
    • CF1 Director (18 Sep 2007 to 6 Mar 2016)
  • Shirley Rogers

    IRN SLB01089

    • CF1 Director (14 Jun 2012 to 30 Oct 2015)
  • Simon Anthony Fassnidge

    IRN SAF01140

    • SMF4 Chief Risk (10 Dec 2018 to 11 Jun 2019)
    • SIMF4 Chief Risk Function (30 Jun 2016 to 9 Dec 2018)
    • CF10 Compliance Oversight (14 Feb 2014 to 25 Jun 2018)
  • Simon Gareth Johnson Sykes

    IRN SGS01105

    • CF1 Director (30 Jul 2014 to 21 Sep 2018)
  • Steven Fass

    IRN SXF01387

    • CF2 Non Executive Director (31 Dec 2007 to 31 Mar 2015)
  • Susan Jane Hartington

    IRN SJH01612

    • SMF20 Chief Actuary (1 Apr 2022 to 27 Sep 2024)
  • Susan Patricia Young

    IRN SPY01014

    • SMF4 Chief Risk (16 Aug 2022 to 1 Jul 2025)
  • Timothy Leggett

    IRN TJL01106

    • SMF12 Chair of the Remuneration Committee (25 Apr 2022 to 30 Jun 2023)
    • SMF9 Chair of the Governing Body (10 Dec 2018 to 30 Jun 2023)
    • SIMF9 Chairman (7 Mar 2016 to 9 Dec 2018)
    • CF2 Non Executive Director (22 Sep 2014 to 6 Mar 2016)
  • William Larry Spiegel

    IRN WLS01012

    • CF2 Non Executive Director (18 Sep 2007 to 1 Jun 2012)

Recent activity

Updates to this firm's record on the FCA register.

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