Date authorised
1 April 2013
Companies House
05957729
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    c/o David Philip Soden and Michael Tagg
    Of Teneo Financial Advisory Limited
    The Colmore Building
    20 Colmore Circus Queensway
    Birmingham
    B4 6AT
    UNITED KINGDOM
    Phone
    +442078230174
  • Complaints Contact

    c/o Teneo Financial Advisory Limited
    The Colmore Building
    20 Colmore Circus
    Queensway
    Birmingham
    B4 6AT
    UNITED KINGDOM
    Phone
    +442078230174

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Lloyd's Syndicate Management

    For All, Underwriting capacity of a Lloyd's syndicate

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • philip john parsons

    IRN PJP01105

    • SMF16 Compliance Oversight (10 Dec 2018 to 29 Nov 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (10 Dec 2018 to 29 Nov 2019)
    • CF10 Compliance Oversight (1 Aug 2018 to 9 Dec 2018)
    • CF11 Money Laundering Reporting (1 Aug 2018 to 9 Dec 2018)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.