Shirley Rogers

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

DARAG Insurance UK Limited (no longer approved here)
FRN 203265
- SMF16 Compliance Oversight (10 Dec 2018 to 5 Feb 2020)
- SMF3 Executive Director (10 Dec 2018 to 5 Feb 2020)
- CF1 Director (28 Mar 2012 to 9 Dec 2018)
- CF10 Compliance Oversight (29 Oct 2003 to 9 Dec 2018)
Inceptum Insurance Company Limited (no longer approved here)
FRN 203238
- CF1 Director (29 Jun 2012 to 30 Oct 2015)
R&Q Syndicate Management Limited (no longer approved here)
FRN 460415
- CF1 Director (14 Jun 2012 to 30 Oct 2015)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.