Date authorised
1 April 2013
Companies House
05957729
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    c/o David Philip Soden and Michael Tagg
    Of Teneo Financial Advisory Limited
    The Colmore Building
    20 Colmore Circus Queensway
    Birmingham
    B4 6AT
    UNITED KINGDOM
    Phone
    +442078230174
  • Complaints Contact

    c/o Teneo Financial Advisory Limited
    The Colmore Building
    20 Colmore Circus
    Queensway
    Birmingham
    B4 6AT
    UNITED KINGDOM
    Phone
    +442078230174

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Lloyd's Syndicate Management

    For All, Underwriting capacity of a Lloyd's syndicate

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Malcolm Graham McCaig

    IRN MGM01071

    • SMF11 Chair of the Audit Committee (4 Aug 2023 to 1 Nov 2024)
    • SMF10 Chair of the Risk Committee (4 Aug 2023 to 1 Nov 2024)
  • Mark Roderick Gates

    IRN MRG01090

    • CF1 Director (7 May 2010 to 29 Feb 2016)
  • Michael William Jerome Tagg

    IRN MXT00287

    • SMF26 Head of Small Run-Off Firm (since 30 Sep 2025)
  • Nicholaos Constantinos Krenteras

    IRN NCK01024

    • CF2 Non Executive Director (22 Jun 2012 to 6 Mar 2016)
  • Nicholas George Kirk

    IRN NXK10755

    • SMF17 Money Laundering Reporting Officer (MLRO) (14 Apr 2020 to 23 Aug 2021)
    • SMF1 Chief Executive (14 Apr 2020 to 23 Aug 2021)
    • SMF16 Compliance Oversight (14 Apr 2020 to 23 Aug 2021)
    • SMF5 Head of Internal Audit (14 Apr 2020 to 23 Aug 2021)
  • Nigel Harold John Rogers

    IRN NHR01011

    • CF8 Apportionment and Oversight (18 Sep 2007 to 28 Mar 2012)
    • CF1 Director (18 Sep 2007 to 28 Mar 2012)
    • CF3 Chief Executive (18 Sep 2007 to 28 Mar 2012)
    • Responsible for Insurance Mediation (18 Sep 2007 to 28 Mar 2012)
  • Nyasha Isaiah Chipanga

    IRN NIC00010

    • SMF20 Chief Actuary (10 Dec 2018 to 31 Dec 2021)
    • SIMF20 Chief Actuary Function (7 Mar 2017 to 27 Nov 2017)
  • Paul Stephen Donovan

    IRN PSD01073

    • SMF4 Chief Risk (14 Apr 2020 to 1 Mar 2022)
    • SMF24 Chief Operations (19 Jun 2019 to 27 Sep 2024)
    • SMF3 Executive Director (10 Dec 2018 to 27 Sep 2024)
    • CF1 Director (20 Jun 2012 to 9 Dec 2018)
  • Peter Alan Flamank

    IRN PAF01131

    • SMF14 Senior Independent Director (10 Dec 2018 to 30 Jun 2023)
    • SMF10 Chair of the Risk Committee (10 Dec 2018 to 30 Jun 2023)
    • SMF11 Chair of the Audit Committee (10 Dec 2018 to 30 Jun 2023)
    • SIMF11 Chair of the Audit Committee (7 Mar 2016 to 9 Dec 2018)
    • SIMF10 Chair of the Risk Committee (7 Mar 2016 to 9 Dec 2018)
    • SIMF14 Senior Independent Director (7 Mar 2016 to 9 Dec 2018)
    • CF2 Non Executive Director (13 Oct 2014 to 6 Mar 2016)
  • Ravi Prakash Yadav

    IRN RPY01010

    • CF2 Non Executive Director (18 Sep 2007 to 23 Feb 2010)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.