Date authorised
1 April 2013
Companies House
03807320
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    R P G Consulting
    Gwernigron Farm
    The Roe
    St. Asaph
    Denbighshire
    LL17 0HY
    UNITED KINGDOM
    Phone
    +441745582933
  • Complaints Contact

    R P G Consulting
    Gwernigron Farm
    The Roe
    St. Asaph
    Denbighshire
    LL17 0HY
    UNITED KINGDOM
    Phone
    +441745582933

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 2 limitations
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity
  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Credit Score Services

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Jeremy Charles Salisbury

    IRN JCS00043

    • CF1 Director (1 Dec 2001 to 30 Sep 2004)
  • John George Sangster

    IRN JGS01107

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 9A. Advising on P2P agreements
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 17 Jun 2025)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • CF1 Director (AR) (14 Sep 2016 to 9 Apr 2018)
    • Responsibility for MCD Intermediation (21 Mar 2016 to 9 Feb 2018)
    • CF1 Director (13 Jan 2016 to 8 Dec 2019)
    • CF29 Significant management (18 Jul 2014 to 8 Dec 2019)
    • CF10 Compliance Oversight (4 Jul 2014 to 8 Dec 2019)
    • CF30 Customer (4 Apr 2014 to 8 Dec 2019)
  • John Julian Redmond

    IRN JJR01088

    • SMF3 Executive Director (9 Dec 2019 to 31 Dec 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 31 Dec 2025)
    • CF11 Money Laundering Reporting (16 Jan 2014 to 8 Dec 2019)
    • CF1 Director (27 Apr 2012 to 8 Dec 2019)
  • Jonathan Selwyn Brownson

    IRN JSB01147

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (3 Mar 2005 to 30 Mar 2012)
  • Kevin O'Brien

    IRN KXO01115

    • CF1 Director (7 Mar 2005 to 1 Jul 2006)
  • Laura Main

    IRN LJJ00013

    • CF30 Customer (15 Jul 2013 to 26 Mar 2014)
  • Malcolm Roy Williams

    IRN MRW00031

    • CF30 Customer (20 Mar 2009 to 30 Apr 2010)
  • Mark Spendlove

    IRN MXS00047

    • CF24 Pension Transfer Specialist (12 Feb 2003 to 31 Jan 2005)
    • CF1 Director (12 Feb 2003 to 25 Aug 2004)
    • CF21 Investment Adviser (12 Feb 2003 to 31 Jan 2005)
  • Martin Andrew Chatten

    IRN MXC06241

    • SMF3 Executive Director (9 Dec 2019 to 31 Mar 2021)
    • CF1 Director (2 Nov 2018 to 8 Dec 2019)
  • Michael Damian Egan

    IRN MDE00002

    • CF1 Director (24 May 2002 to 28 Jul 2004)
    • CF21 Investment Adviser (18 Jan 2002 to 25 Jun 2004)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.