Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 9A. Advising on P2P agreements
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 17 Jun 2025)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF1 Director (AR) (14 Sep 2016 to 9 Apr 2018)
    • Responsibility for MCD Intermediation (21 Mar 2016 to 9 Feb 2018)
    • CF1 Director (13 Jan 2016 to 8 Dec 2019)
    • CF29 Significant management (18 Jul 2014 to 8 Dec 2019)
    • CF10 Compliance Oversight (4 Jul 2014 to 8 Dec 2019)
    • CF30 Customer (4 Apr 2014 to 8 Dec 2019)
  • Greystone Financial Services Limited (no longer approved here)

    FRN 154622

    • CF30 Customer (25 Jun 2013 to 20 Jan 2014)
  • Becketts Greystone Private Wealth Management LLP (no longer approved here)

    FRN 602353

    • Employed By (25 Jun 2013 to 20 Jan 2014)
  • Hedley & Company Stockbrokers Limited (no longer approved here)

    FRN 471207

    • CF30 Customer (23 Jul 2008 to 18 Nov 2011)

Recent activity

Updates to this individual's record on the FCA register.

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