Royal London Unit Trust Managers Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Catherine Read
IRN CXR01566
- SMF3 Executive Director (9 Dec 2019 to 1 Oct 2021)
- SMF24 Chief Operations (9 Dec 2019 to 1 Oct 2021)
- CF1 Director (11 Jan 2018 to 8 Dec 2019)
- CF28 Systems and controls (2 Apr 2013 to 30 Nov 2015)
Charles James Forster
IRN CXF01140
- CF21 Investment Adviser (11 Nov 2002 to 8 Sep 2004)
Charles Richard Brooks
IRN CRB00026
- CF21 Investment Adviser (11 Nov 2002 to 10 Mar 2003)
Cheryl Louise Tsang
IRN CLT00006
- CF21 Investment Adviser (11 Nov 2002 to 10 Mar 2003)
Christopher Anthony Ham
IRN CAH01159
- CF28 Systems and controls (1 Feb 2012 to 31 Oct 2012)
Christopher Barry Loydall
IRN CBL00003
- CF21 Investment Adviser (11 Nov 2002 to 25 Apr 2003)
Christopher Colin Counter
IRN CCC00009
- CF21 Investment Adviser (11 Nov 2002 to 10 Mar 2003)
Christopher Gardiner
IRN CXG00278
- [FCA CF] Significant management (4 Oct 2021 to 16 Sep 2024)
Christopher George Bradshaw
IRN CGB00011
- CF21 Investment Adviser (11 Nov 2002 to 10 Mar 2003)
Christopher Gerald Biggins
IRN CGB01037
- CF10 Compliance Oversight (11 Nov 2002 to 6 Oct 2006)

Smaller firms operating under this firm's FCA authorisation.

United Friendly Financial Planning Limited (no longer appointed)
FRN 205626 · Appointed 4 Nov 1993 · Until 2 Oct 2003

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.