Royal London Unit Trust Managers Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Mark John Filby
IRN MJF01216
- CF28 Systems and controls (1 Nov 2007 to 15 Jan 2010)
- CF15 Internal Audit (21 Feb 2005 to 31 Oct 2007)
Mark John Reynolds
IRN MJR00032
- CF21 Investment Adviser (13 Mar 2003 to 19 Oct 2004)
Mark Jonathan Webley
IRN MJW00009
- CF21 Investment Adviser (11 Nov 2002 to 10 Mar 2003)
Mark Leslie Copeland
IRN MLC00003
- CF21 Investment Adviser (11 Nov 2002 to 8 Apr 2003)
Mark Richard Taylor
IRN MRT00021
- CF22 Investment Adviser (Trainee) (21 Nov 2003 to 14 May 2004)
Mark Stephen Muller
IRN MSM00010
- CF21 Investment Adviser (11 Nov 2002 to 8 Sep 2004)
Mark Stephen Worboyes
IRN MSW01062
- CF28 Systems and controls (1 Nov 2007 to 20 Feb 2011)
- CF14 Risk Assessment (12 Oct 2004 to 31 Oct 2007)
- CF10 Compliance Oversight (11 Nov 2002 to 20 Jul 2012)
Martin Charles Edwards
IRN MCE00009
- CF21 Investment Adviser (11 Nov 2002 to 10 Mar 2003)
Martin Lawrence Taylor
IRN MLT00005
- CF21 Investment Adviser (11 Nov 2002 to 8 Sep 2004)
Martin Michael McNamara
IRN MMM00011
- CF21 Investment Adviser (11 Nov 2002 to 10 Mar 2003)

Smaller firms operating under this firm's FCA authorisation.

United Friendly Financial Planning Limited (no longer appointed)
FRN 205626 · Appointed 4 Nov 1993 · Until 2 Oct 2003

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.