Mark Richard Taylor

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

JLT Wealth Management Limited (no longer approved here)
FRN 196619
- CF30 Customer (21 Oct 2014 to 4 Oct 2016)
Royal London Mutual Insurance Society, Limited (THE) (no longer approved here)
FRN 117672
- CF22 Investment Adviser (Trainee) (21 Nov 2003 to 14 May 2004)
Royal London Unit Trust Managers Limited (no longer approved here)
FRN 144037
- CF22 Investment Adviser (Trainee) (21 Nov 2003 to 14 May 2004)
Royal London Savings Limited (no longer approved here)
FRN 191237
- CF22 Investment Adviser (Trainee) (21 Nov 2003 to 14 May 2004)
RLUM Limited (no longer approved here)
FRN 144032
- CF22 Investment Adviser (Trainee) (28 Apr 2003 to 8 Aug 2003)
HBOS Investment Fund Managers Limited (no longer approved here)
FRN 119223
- CF22 Investment Adviser (Trainee) (24 Sep 2002 to 20 Dec 2002)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.