Date authorised
1 April 2013
Companies House
03642633
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Royal London House
    Alderley Park
    Congleton Road
    Nether Alderley
    Macclesfield
    Cheshire
    SK10 4EL
    UNITED KINGDOM
    Phone
    +4402075066500
  • Complaints Contact

    Royal London House
    Alderley Park
    Congleton Road
    Nether Alderley
    Macclesfield
    SK10 4EL
    UNITED KINGDOM
    Phone
    +4401625717097

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Retail (Investment), Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Retail (Investment), Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Holds Your Assets

    For Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Nigel Thomas

    IRN NJT00011

    • CF21 Investment Adviser (1 Dec 2001 to 14 Sep 2004)
  • Nitin Oza

    IRN NXO00007

    • CF21 Investment Adviser (12 Jul 2002 to 10 Mar 2003)
  • Noel Anthony Freeley

    IRN NAF01057

    • SMF1 Chief Executive (5 Mar 2020 to 10 Apr 2020)
    • SMF3 Executive Director (9 Dec 2019 to 29 Apr 2020)
    • CF10a CASS Oversight function (13 Feb 2017 to 8 Dec 2019)
    • CF1 Director (13 Feb 2017 to 8 Dec 2019)
  • Noel William O Connell

    IRN NWO00005

    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 12 Apr 2002)
  • Nolan James Andrews

    IRN NJA01042

    • CF22 Investment Adviser (Trainee) (19 Mar 2004 to 8 Sep 2004)
  • Norman Andrew Butler

    IRN NAB00029

    • CF22 Investment Adviser (Trainee) (7 Jan 2002 to 11 Jan 2002)
  • Oscar John Bairstow

    IRN OJB00001

    • CF21 Investment Adviser (1 Dec 2001 to 20 Jun 2002)
  • Pamela Michelle McCallum

    IRN PXM76940

    • [FCA CF] Significant management (9 Dec 2019 to 7 May 2020)
  • Pamela Rachel Massey

    IRN PRM00008

    • CF21 Investment Adviser (1 Dec 2001 to 20 Jun 2002)
  • Patricia Maria Daly

    IRN PXD76913

    • [FCA CF] Significant management (9 Dec 2019 to 9 Dec 2021)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.