Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Nolan Andrews Wealth Management Ltd
FRN 618508
- (1)Employed By (since 25 Jan 2024)
- (1)Employed By (8 Apr 2014 to 25 Jan 2024)
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2 Plan Wealth Management Limited
FRN 461598
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- Appointed representative dealing with clients for which they require qualification (since 16 Jan 2024)
- CF1 Director (AR) (since 16 Nov 2023)
- CF30 Customer (since 16 Nov 2023)
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 25 Jan 2024)
- CF30 Customer (8 Apr 2014 to 25 Jan 2024)
- CF1 Director (AR) (8 Apr 2014 to 25 Jan 2024)
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- CF21 Investment Adviser (30 Nov 2005 to 29 Jan 2007)
- CF22 Investment Adviser (Trainee) (1 Jun 2005 to 30 Nov 2005)
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- CF22 Investment Adviser (Trainee) (19 Mar 2004 to 8 Sep 2004)
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- CF22 Investment Adviser (Trainee) (19 Mar 2004 to 8 Sep 2004)
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- CF22 Investment Adviser (Trainee) (19 Mar 2004 to 8 Sep 2004)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: Employed By at Nolan Andrews Wealth Management Ltd
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controlled function added: (1)Employed By at Nolan Andrews Wealth Management Ltd