Nitin Oza

• True Potential Wealth Management LLP

  FRN 529810

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 18 Apr 2024)
  • [FCA CF] Client dealing (since 18 Apr 2024)
• AFH Independent Financial Services Limited (no longer approved here)

  FRN 216704

  • [FCA CF] Client dealing (9 Dec 2019 to 17 Apr 2024)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 17 Apr 2024)
  • CF30 Customer (6 Oct 2009 to 8 Dec 2019)
• Bloomer Heaven Wealth Management Limited (no longer approved here)

  FRN 525254

  • Employed By (16 Jun 2010 to 8 Dec 2019)
• Bank of Scotland plc (no longer approved here)

  FRN 169628

  • CF30 Customer (1 Nov 2007 to 16 Jul 2009)
  • CF21 Investment Adviser (17 Sep 2007 to 31 Oct 2007)
• HBOS Investment Fund Managers Limited (no longer approved here)

  FRN 119223

  • CF22 Investment Adviser (Trainee) (14 May 2003 to 5 Jun 2003)
• Royal London Unit Trust Managers Limited (no longer approved here)

  FRN 144037

  • CF21 Investment Adviser (11 Nov 2002 to 10 Mar 2003)
• Royal London Mutual Insurance Society, Limited (THE) (no longer approved here)

  FRN 117672

  • CF21 Investment Adviser (12 Jul 2002 to 10 Mar 2003)
• Royal London Savings Limited (no longer approved here)

  FRN 191237

  • CF21 Investment Adviser (12 Jul 2002 to 10 Mar 2003)

No changes recorded yet.