Date authorised
1 April 2013
Companies House
03642633
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Royal London House
    Alderley Park
    Congleton Road
    Nether Alderley
    Macclesfield
    Cheshire
    SK10 4EL
    UNITED KINGDOM
    Phone
    +4402075066500
  • Complaints Contact

    Royal London House
    Alderley Park
    Congleton Road
    Nether Alderley
    Macclesfield
    SK10 4EL
    UNITED KINGDOM
    Phone
    +4401625717097

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Retail (Investment), Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Retail (Investment), Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Holds Your Assets

    For Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Gary Charles Padmore

    IRN GCP00003

    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 18 Jun 2002)
  • Gary Crafer

    IRN GXC00052

    • CF21 Investment Adviser (1 Dec 2001 to 18 Jun 2002)
  • Gary David Cuthbertson

    IRN GDC00025

    • CF21 Investment Adviser (1 Dec 2001 to 2 Feb 2002)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 2 Feb 2002)
  • Gary Dudley

    IRN GXD00033

    • CF21 Investment Adviser (1 Dec 2001 to 26 Jul 2002)
  • Gary Hillen

    IRN GXH00016

    • CF21 Investment Adviser (1 Dec 2001 to 8 Apr 2003)
  • Gary James Dawkins

    IRN GJD00013

    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 27 Dec 2001)
  • Gary John Sheehan

    IRN GJS00024

    • CF21 Investment Adviser (1 Dec 2001 to 8 Mar 2002)
  • Gary Mark Bishop

    IRN GMB00027

    • CF21 Investment Adviser (1 Dec 2001 to 8 Sep 2004)
  • Gary McPhail

    IRN GXM00029

    • CF21 Investment Adviser (1 Dec 2001 to 8 Sep 2004)
  • Gary Melvyn Battell

    IRN GMB00008

    • CF21 Investment Adviser (1 Dec 2001 to 16 Jun 2002)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.