Date authorised
1 April 2013
Companies House
03642633
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Royal London House
    Alderley Park
    Congleton Road
    Nether Alderley
    Macclesfield
    Cheshire
    SK10 4EL
    UNITED KINGDOM
    Phone
    +4402075066500
  • Complaints Contact

    Royal London House
    Alderley Park
    Congleton Road
    Nether Alderley
    Macclesfield
    SK10 4EL
    UNITED KINGDOM
    Phone
    +4401625717097

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Retail (Investment), Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Retail (Investment), Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Holds Your Assets

    For Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Gary Russell

    IRN GXR00020

    • CF21 Investment Adviser (1 Dec 2001 to 2 Mar 2002)
  • Gary Warman

    IRN GXW01409

    • SMF2 Chief Finance (26 Jun 2020 to 4 Oct 2021)
  • Gavin Beric Lloyd

    IRN GBL00004

    • CF21 Investment Adviser (1 Dec 2001 to 10 Mar 2003)
  • Gavin Parry

    IRN GXP01202

    • CF22 Investment Adviser (Trainee) (22 May 2002 to 3 Mar 2003)
  • Geoffrey Carrington

    IRN GXC01372

    • CF21 Investment Adviser (27 Mar 2003 to 3 Sep 2004)
  • Geoffrey Cornwell

    IRN GXC00065

    • CF21 Investment Adviser (1 Dec 2001 to 3 Oct 2002)
  • Geoffrey James Smith

    IRN GJS00021

    • CF21 Investment Adviser (1 Dec 2001 to 18 Jun 2002)
  • Geoffrey Jones

    IRN GXJ00005

    • CF21 Investment Adviser (1 Dec 2001 to 12 Aug 2002)
  • Geoffrey Roy Derrick

    IRN GRD00018

    • CF21 Investment Adviser (1 Dec 2001 to 20 Jun 2002)
  • Geoffrey Walton

    IRN GXW00094

    • CF21 Investment Adviser (18 Jun 2004 to 8 Sep 2004)
    • CF22 Investment Adviser (Trainee) (26 Jan 2004 to 18 Jun 2004)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.