Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
JFS Cheltenham Limited
FRN 194161
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 19. Administrative functions in relation to the operation of stakeholder pension schemes
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 8. Giving personal recommendations on investments in the course of corporate finance business
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 14. Managing investments
- 17. Administrative functions in relation to managing investments
- 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
- [FCA CF] Functions requiring qualifications (since 25 Jan 2023)
- CF30 Customer (1 Feb 2016 to 8 Dec 2019)
-
- [FCA CF] Functions requiring qualifications (1 Feb 2021 to 3 Feb 2023)
-
- CF30 Customer (7 Apr 2014 to 14 Jan 2016)
-
- CF30 Customer (1 Nov 2007 to 13 Sep 2012)
- CF21 Investment Adviser (4 Oct 2006 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (25 Feb 2005 to 4 Oct 2006)
-
- (9)Employed By (25 Feb 2005 to 14 Apr 2014)
-
- CF21 Investment Adviser (11 Nov 2002 to 8 Sep 2004)
-
- CF21 Investment Adviser (1 Dec 2001 to 8 Sep 2004)
-
- CF21 Investment Adviser (1 Dec 2001 to 8 Sep 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.