Royal London Mutual Insurance Society, Limited (THE)

• Principal Place of Business

  80 Fenchurch Street

  London

  Middlesex

  EC3M 4BY

  UNITED KINGDOM

  Phone

  +442075066500

  Web

  https://www.royallondon.com

• Complaints Contact

  Royal London House

  Alderley Park

  Congleton Road

  Nether Alderley

  Macclesfield

  SK10 4EL

  UNITED KINGDOM

  Phone

  +441625717097

• Bank Deposits

  For All, Deposit

  Show 1 limitation Hide limitations

  • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Insurance Policies

  For All, Capital redemption, Life and annuity, Linked long-term, Marriage and birth, Pension fund management, Permanent health

• Stockbroking

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Issues Insurance

  For All, Capital redemption, Life and annuity, Linked long-term, Marriage and birth, Pension fund management, Permanent health

• Consumer Loans

• Runs Stakeholder Pensions

• Runs Personal Pensions

• Loan Servicing

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Targeted Money Guidance

  For Retail (Investment), Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mark Richard Taylor

  IRN MRT00021

  • CF22 Investment Adviser (Trainee) (21 Nov 2003 to 14 May 2004)
• Mark Stephen Muller

  IRN MSM00010

  • CF21 Investment Adviser (1 Dec 2001 to 8 Sep 2004)
• Mark Stephen Worboyes

  IRN MSW01062

  • CF28 Systems and controls (1 Nov 2007 to 20 Feb 2011)
  • CF14 Risk Assessment (12 Oct 2004 to 31 Oct 2007)
  • CF10 Compliance Oversight (1 Dec 2001 to 20 Jul 2012)
• Mark Turnbull

  IRN MAT00047

  • CF21 Investment Adviser (1 Dec 2001 to 18 Jun 2002)
• Mark William Broadhead

  IRN MWB00038

  • CF10 Compliance Oversight (1 Dec 2001 to 1 Oct 2004)
• Marnie Hayton-Wylie

  IRN MXH03330

  • 19. Administrative functions in relation to the operation of stakeholder pension schemes
  • [FCA CF] Functions requiring qualifications (since 1 Oct 2025)
• Martin Bailey

  IRN MXB01728

  • CF16 Significant Mgt (Desgntd Investment Business) (26 Nov 2002 to 8 Sep 2004)
  • CF17 Significant Mgt (Other Business Operations) (26 Jun 2002 to 8 Sep 2004)
• Martin Charles Edwards

  IRN MCE00009

  • CF21 Investment Adviser (23 Apr 2002 to 10 Mar 2003)
  • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 23 Apr 2002)
• Martin Dronfield

  IRN PMD00011

  • CF21 Investment Adviser (1 Dec 2001 to 30 Mar 2002)
• Martin Edward Syder

  IRN MES00013

  • CF21 Investment Adviser (1 Dec 2001 to 11 Aug 2002)

• Funeral Advisor Ltd (no longer appointed)

  FRN 823282 · Appointed 15 Oct 2018 · Until 18 Mar 2022

• Telus Health (U.K) Ltd (no longer appointed)

  FRN 762474 · Appointed 30 Aug 2018 · Until 9 Sep 2022

• Quidco Limited (no longer appointed)

  FRN 808298 · Appointed 15 Jun 2018 · Until 9 Sep 2022

• Blue Light Card Ltd (no longer appointed)

  FRN 595838 · Appointed 23 Jan 2018 · Until 17 Jun 2020

• One Ripple Limited (no longer appointed)

  FRN 793320 · Appointed 3 Nov 2017 · Until 30 Sep 2020

• Lifecycle Marketing (Mother & Baby) Ltd (no longer appointed)

  FRN 210848 · Appointed 16 Aug 2017 · Until 4 Apr 2018

• RETAILMENOT UK LIMITED (no longer appointed)

  FRN 611733 · Appointed 23 Mar 2017 · Until 21 Jan 2019

• Choice Future Planning Limited (no longer appointed)

  FRN 771562 · Appointed 13 Feb 2017 · Until 24 Apr 2018

• iMutual Plc (no longer appointed)

  FRN 623962 · Appointed 3 Feb 2017 · Until 17 Jun 2020

• HomeOwners Alliance Ltd (no longer appointed)

  FRN 731313 · Appointed 3 Feb 2017 · Until 9 Sep 2022

No changes recorded yet.