Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
80 Fenchurch StreetLondonMiddlesexEC3M 4BYUNITED KINGDOM- Phone
- +442075066500
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Complaints Contact
Royal London HouseAlderley ParkNether AlderleyMacclesfieldSK10 4ELUNITED KINGDOM- Phone
- +441625717097
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Bank Deposits
For All, Deposit
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- · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
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P2P Lending Advice
For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional
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Investment Advice (no pensions)
For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Commodity option and option on commodity future, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Non-investment insurance contracts, Personal pension scheme
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Commodity option and option on commodity future, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Non-investment insurance contracts, Personal pension scheme
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Arranges Asset Safekeeping
For Retail (Investment), Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Commodity option and option on commodity future, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Personal pension scheme
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Manages Insurance Policies
For All, Life and annuity, Marriage and birth, Linked long-term, Permanent health, Capital redemption, Pension fund management
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Stockbroking
For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Commodity option and option on commodity future, Commodity Future, Stakeholder pension scheme, Spread Bet, Rolling spot forex contract, Life Policy, Non-investment insurance contracts, Personal pension scheme
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Trades With You Directly
For Retail (Investment), Professional, Eligible Counterparty, Life Policy, Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rolling spot forex contract, Spread Bet, Stakeholder pension scheme, Rights to or interests in investments (Security), Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Personal pension scheme
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Issues Insurance
For All, Life and annuity, Marriage and birth, Linked long-term, Permanent health, Capital redemption, Pension fund management
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Consumer Loans
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Runs Stakeholder Pensions
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Runs Personal Pensions
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Loan Servicing
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Investment Setup
For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Commodity option and option on commodity future, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Non-investment insurance contracts, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Targeted Money Guidance
For Retail (Investment), Unit, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Life Policy
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Holds Your Assets
For Retail (Investment), Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Commodity option and option on commodity future, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Stephen Wilson
IRN SXW01213
- (983)CF12A With-Profits Actuary (1 Aug 2005 to 7 Jan 2016)
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Stevan Gilbert Lomax
IRN SGL00005
- (1335)CF21 Investment Adviser (1 Dec 2001 to 21 Sep 2004)
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Steven Barry Holland
IRN SBH00004
- (324)CF21 Investment Adviser (1 Dec 2001 to 18 Jun 2002)
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Steven Brian Parlett
IRN SBP01014
- (177)CF11 Money Laundering Reporting (1 Dec 2001 to 1 Sep 2010)
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Steven Grahame David Hollingsworth
IRN SGH00013
- (1056)CF22 Investment Adviser (Trainee) (29 Jan 2002 to 10 Mar 2003)
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Steven Grant Murray
IRN SGM01111
- (1476)SMF18 Other Overall Responsibility (6 Dec 2019 to 5 Jul 2021)
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Steven Hugh Cumming Milne
IRN SHM00022
- (1033)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 27 Feb 2002)
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Steven John Hall
IRN SJH00019
- (1018)CF21 Investment Adviser (1 Dec 2001 to 5 Dec 2001)
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Steven John Roberts
IRN SJR00026
- (639)CF21 Investment Adviser (1 Dec 2001 to 18 Jun 2002)
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Steven John Streak
IRN SJS01351
- (472)CF29 Significant management (28 Jul 2009 to 4 Dec 2012)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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The Support Group (UK) Ltd (no longer appointed)
FRN 768846 · Appointed 6 Jan 2017 · Until 5 Sep 2019
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Give As You Live Limited (no longer appointed)
FRN 588242 · Appointed 21 Nov 2016 · Until 9 Sep 2022
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P & G Insurance Services Limited (no longer appointed)
FRN 735698 · Appointed 10 Feb 2016 · Until 28 Oct 2018
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (1414)CF10 Compliance Oversight
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controlled function added: (1413)CF11 Money Laundering Reporting
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controlled function added: (1412)CF29 Significant management
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controlled function added: (1411)CF21 Investment Adviser
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controlled function added: (1410)CF21 Investment Adviser
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controlled function added: (1409)CF21 Investment Adviser
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controlled function added: (1408)CF21 Investment Adviser
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controlled function added: (1407)CF21 Investment Adviser
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controlled function added: (1406)CF22 Investment Adviser (Trainee)
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controlled function added: (1405)CF21 Investment Adviser