Steven Grahame David Hollingsworth

• Witham Financial Services Limited

  FRN 761954

  • 21. Advising or arranging (bringing about) equity release transactions
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 7. Giving personal recommendations on long-term care insurance contracts
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (1 Mar 2017 to 8 Dec 2019)
• YPC Wealth Ltd (no longer approved here)

  FRN 504497

  • Employed By (14 Dec 2009 to 22 Dec 2009)
• Personal Touch Financial Services Limited (no longer approved here)

  FRN 187834

  • CF30 Customer (13 Oct 2009 to 23 Nov 2009)
• Eternal Growth Financial Services Ltd (no longer approved here)

  FRN 403699

  • (4)Employed By (13 Oct 2009 to 23 Nov 2009)
• RLUM Limited (no longer approved here)

  FRN 144032

  • CF30 Customer (1 Nov 2007 to 19 Jun 2009)
  • CF21 Investment Adviser (28 Nov 2003 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (30 Jun 2003 to 28 Nov 2003)
• Royal London Unit Trust Managers Limited (no longer approved here)

  FRN 144037

  • CF22 Investment Adviser (Trainee) (11 Nov 2002 to 10 Mar 2003)
• Royal London Mutual Insurance Society, Limited (THE) (no longer approved here)

  FRN 117672

  • CF22 Investment Adviser (Trainee) (29 Jan 2002 to 10 Mar 2003)
• Royal London Savings Limited (no longer approved here)

  FRN 191237

  • CF22 Investment Adviser (Trainee) (29 Jan 2002 to 10 Mar 2003)

No changes recorded yet.