Royal London Mutual Insurance Society, Limited (THE)

Date authorised
1 April 2013
Companies House
00099064
Last scraped
4 days ago

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    80 Fenchurch Street
    London
    Middlesex
    EC3M 4BY
    UNITED KINGDOM
    Phone
    +442075066500
  • Complaints Contact

    Royal London House
    Alderley Park
    Nether Alderley
    Macclesfield
    SK10 4EL
    UNITED KINGDOM
    Phone
    +441625717097

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

    Show 1 limitation
    • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
  • P2P Lending Advice

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional

  • Investment Advice (no pensions)

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Commodity option and option on commodity future, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Non-investment insurance contracts, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Commodity option and option on commodity future, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Non-investment insurance contracts, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Retail (Investment), Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Commodity option and option on commodity future, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Manages Insurance Policies

    For All, Life and annuity, Marriage and birth, Linked long-term, Permanent health, Capital redemption, Pension fund management

  • Stockbroking

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Commodity option and option on commodity future, Commodity Future, Stakeholder pension scheme, Spread Bet, Rolling spot forex contract, Life Policy, Non-investment insurance contracts, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Trades With You Directly

    For Retail (Investment), Professional, Eligible Counterparty, Life Policy, Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rolling spot forex contract, Spread Bet, Stakeholder pension scheme, Rights to or interests in investments (Security), Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Issues Insurance

    For All, Life and annuity, Marriage and birth, Linked long-term, Permanent health, Capital redemption, Pension fund management

  • Consumer Loans

  • Runs Stakeholder Pensions

  • Runs Personal Pensions

  • Loan Servicing

  • Investment Setup

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Commodity option and option on commodity future, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Non-investment insurance contracts, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Targeted Money Guidance

    For Retail (Investment), Unit, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Life Policy

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Holds Your Assets

    For Retail (Investment), Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Commodity option and option on commodity future, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Paul John Huggins

    IRN PJH00096

    • (562)CF21 Investment Adviser (12 Jul 2004 to 8 Sep 2004)
    • (561)CF22 Investment Adviser (Trainee) (24 Feb 2004 to 12 Jul 2004)
  • Paul John Marks

    IRN PJM01447

    • (847)CF29 Significant management (31 Jul 2009 to 30 Apr 2012)
  • Paul Laird

    IRN PXL00393

    • (102)19. Administrative functions in relation to the operation of stakeholder pension schemes
    • (103)[FCA CF] Functions requiring qualifications (since 26 Mar 2025)
  • Paul Leslie Barras

    IRN PXB00043

    • (180)CF21 Investment Adviser (1 Dec 2001 to 8 Apr 2003)
  • Paul Lewis

    IRN PXL00082

    • (350)CF21 Investment Adviser (1 Dec 2001 to 16 Oct 2002)
  • Paul Lowbridge

    IRN PXL00013

    • (543)CF21 Investment Adviser (1 Dec 2001 to 20 Jun 2002)
  • Paul Mark Hunt

    IRN PMH00021

    • (437)CF21 Investment Adviser (1 Dec 2001 to 1 Apr 2002)
  • Paul Mark Overington

    IRN PMO00004

    • (1330)CF21 Investment Adviser (1 Dec 2001 to 20 Jun 2002)
  • Paul Martin Lindsay

    IRN PML01044

    • (1399)CF22 Investment Adviser (Trainee) (29 Jan 2002 to 27 Feb 2004)
  • Paul Matthew Wood

    IRN PMW00061

    • (1404)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 31 Dec 2001)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (1464)SMF2 Chief Finance

  2. controlled function added: (1463)CF28 Systems and controls

  3. controlled function added: (1462)SIMF5 Head of Internal Audit Function

  4. controlled function added: (1461)[FCA CF] Manager of certification employee

  5. controlled function added: (1460)[FCA CF] Material risk taker

  6. controlled function added: (1459)SMF24 Chief Operations

  7. controlled function added: (1458)CF2 Non Executive Director

  8. controlled function added: (1457)Director of firm who is not a certification employee or a SMF manager

  9. controlled function added: (1456)CF2 Non Executive Director

  10. controlled function added: (1455)SMF14 Senior Independent Director