Paul Matthew Wood

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • QUILTER FINANCIAL SERVICES LIMITED

    FRN 440703

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 27 Dec 2007)
    • CF1 Director (AR) (since 20 Dec 2007)
  • Broadview Wealth Management Ltd

    FRN 813358

    • Employed By (since 8 Aug 2018)
  • Quilter Mortgage Planning Limited

    FRN 440718

    • CF1 Director (AR) (since 23 Nov 2007)
  • Broadview Financial Services Ltd

    FRN 475431

    • Employed By (since 23 Nov 2007)
  • Royal London Mutual Insurance Society, Limited (THE) (no longer approved here)

    FRN 117672

    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 31 Dec 2001)
  • Royal London Savings Limited (no longer approved here)

    FRN 191237

    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 31 Dec 2001)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.