Broadview Financial Services Ltd

This firm operates as an appointed representative of QUILTER FINANCIAL SERVICES LIMITED and Quilter Mortgage Planning Limited. Its regulated business runs under their FCA authorisations, and they're jointly legally responsible for what it does.

Addresses

The contact details this firm has registered with the FCA.

Senior staff personally approved by the FCA to hold their roles here.

Amy Elizabeth Holliday
IRN AXH00448
- Employed By (since 16 Jan 2023)
Christopher Wyatt
IRN CDW01103
- Employed By (9 Jul 2009 to 5 May 2011)
David Anthony Ward
IRN DAW00089
- Employed By (4 Oct 2010 to 16 Aug 2011)
Harminder Kaur Rajput
IRN HXR00034
- Employed By (6 Apr 2021 to 31 Dec 2021)
Lee Robinson
IRN LXR00023
- Employed By (since 22 Nov 2007)
Mark Turnbull
IRN MAT00047
- Employed By (since 25 Apr 2025)
Melanie Ann Green
IRN MAC00008
- Employed By (25 May 2010 to 8 Dec 2019)
Neil David Harvey
IRN NDH00010
- Employed By (14 Sep 2010 to 9 Dec 2021)
Pany Christou
IRN PXC02167
- Employed By (6 Jan 2015 to 27 Apr 2015)
Paul Matthew Wood
IRN PMW00061
- Employed By (since 23 Nov 2007)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.