Harminder Kaur Rajput

Last updated
5 days ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Veracity Financial Planning Ltd

    FRN 961278

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 23 Nov 2023)
    • [FCA CF] Client dealing (since 23 Nov 2023)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (30 Oct 2023 to 17 Nov 2023)
  • Williams Wealth Consultancy Limited (no longer approved here)

    FRN 538661

    • Employed By (30 Oct 2023 to 17 Nov 2023)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • Appointed representative dealing with clients for which they require qualification (9 May 2022 to 8 Sep 2023)
    • CF30 Customer (5 Apr 2022 to 8 Sep 2023)
  • First Complete Limited (no longer approved here)

    FRN 435779

    • Appointed representative dealing with clients for which they require qualification (15 Feb 2022 to 26 May 2022)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • Appointed representative dealing with clients for which they require qualification (3 Sep 2021 to 31 Dec 2021)
    • CF30 Customer (6 Apr 2021 to 31 Dec 2021)
  • Broadview Financial Services Ltd (no longer approved here)

    FRN 475431

    • Employed By (6 Apr 2021 to 31 Dec 2021)
  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • Appointed representative dealing with clients for which they require qualification (19 Dec 2019 to 31 Dec 2021)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.