Royal Bank of Canada

FRN: 124783
Date authorised: 24 November 1988
Companies House: FC000981
Last scraped: 2 weeks ago

Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

100 Bishopsgate

London

EC2N 4AA

UNITED KINGDOM

Phone

+442076534000

Web

https://www.rbccm.com/en/
Complaints Contact

100 Bishopsgate

London

EC2N 4AA

UNITED KINGDOM

Phone

+442076534000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

Bank Deposits

For All, Deposit
P2P Lending Advice

For Professional, Eligible Counterparty
Investment Advice (no pensions)

For Professional, Eligible Counterparty, Binary Bet, Structured Deposits, Emissions Allowance, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)
Show 2 limitations Hide limitations
- · when dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet.
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Retail (Investment), Professional, Eligible Counterparty, Binary Bet, Structured Deposits, Emissions Allowance, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)
Show 2 limitations Hide limitations
- · when dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet.
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Arranges Asset Safekeeping

For Retail (Investment), Professional, Eligible Counterparty, Binary Bet, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Stakeholder pension scheme, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Life Policy, Rights to or interests in investments (Contractually Based Investments), Personal pension scheme
Show 2 limitations Hide limitations
- · when dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet.
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Stockbroking

For Retail (Investment), Professional, Eligible Counterparty, Binary Bet, Structured Deposits, Emissions Allowance, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)
Show 2 limitations Hide limitations
- · when dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet.
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Trades With You Directly

For Retail (Investment), Professional, Eligible Counterparty, Binary Bet, Emissions Allowance, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)
Show 2 limitations Hide limitations
- · when dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet.
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Investment Setup

For Retail (Investment), Professional, Eligible Counterparty, Binary Bet, Structured Deposits, Emissions Allowance, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)
Show 2 limitations Hide limitations
- · when dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet.
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Holds Your Assets

For Retail (Investment), Professional, Eligible Counterparty, Binary Bet, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Stakeholder pension scheme, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Life Policy, Rights to or interests in investments (Contractually Based Investments), Personal pension scheme
Show 2 limitations Hide limitations
- · when dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet.
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Peter Mitchev
IRN PXM02225
- (1436)CF30 Customer (15 May 2012 to 5 Jan 2015)
Peter Riera
IRN PER01045
- (256)[FCA CF] Client dealing (since 5 Sep 2017)
- (257)[FCA CF] Manager of certification employee (since 5 Sep 2017)
- (1739)[FCA CF] Material risk taker (1 Nov 2019 to 31 Oct 2025)
Peter Schaffrik
IRN PXS01378
- (389)[FCA CF] Client dealing (since 2 Oct 2023)
- (390)[FCA CF] Significant management (since 2 Oct 2023)
- (2092)[FCA CF] Manager of certification employee (7 Mar 2017 to 1 Nov 2020)
- (2091)[FCA CF] Client dealing (7 Mar 2017 to 1 Nov 2020)
- (2090)CF30 Customer (21 Sep 2010 to 6 Mar 2016)
Peter Wayne Holowka
IRN PWH01059
- (409)CF21 Investment Adviser (11 Jun 2004 to 8 Nov 2005)
Peter Wiley
IRN PLW01059
- (139)[FCA CF] Algorithmic trading (since 9 Dec 2024)
- (140)[FCA CF] Client dealing (since 27 Sep 2022)
- (142)[FCA CF] Manager of certification employee (since 27 Sep 2022)
- (141)[FCA CF] Material risk taker (since 27 Sep 2022)
Peter William Bath
IRN PXB00788
- (484)[FCA CF] Client dealing (since 7 Oct 2025)
Peter Wingate Hutton
IRN PWH01075
- (42)CF30 Customer (1 Feb 2011 to 24 Oct 2014)
Petrus Baptist Schreuder
IRN PBS01033
- (145)CF30 Customer (8 Oct 2010 to 6 Mar 2016)
Philip Anthony Wilkes
IRN PAW01149
- (369)[FCA CF] Material risk taker (since 1 Nov 2023)
- (1999)CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- (2000)CF21 Investment Adviser (20 Jun 2002 to 31 Oct 2007)
Philip Ball
IRN PRB01089
- (411)[FCA CF] Material risk taker (since 7 Mar 2017)
- (2174)[FCA CF] Manager of certification employee (7 Mar 2017 to 13 Apr 2026)
- (2173)[FCA CF] Client dealing (7 Mar 2017 to 13 Apr 2026)
- (2171)CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- (2172)CF21 Investment Adviser (1 Dec 2001 to 24 Jul 2006)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

British Airways Global Financial Services Limited (no longer appointed)
FRN 205921 · Appointed 22 Mar 1999 · Until 16 Jun 2003

Recent activity

Updates to this firm's record on the FCA register.

2 weeks ago
trading name added: The Royal Bank of Canada
2 weeks ago
controlled function added: (786)SMF24 Chief Operations
2 weeks ago
controlled function added: (785)SMF4 Chief Risk
2 weeks ago
controlled function added: (784)SMF24 Chief Operations
2 weeks ago
controlled function added: (783)SMF16 Compliance Oversight
2 weeks ago
controlled function added: (782)SMF17 Money Laundering Reporting Officer (MLRO)
2 weeks ago
controlled function added: (781)SMF22 Other Local Responsibility
2 weeks ago
controlled function added: (780)SMF2 Chief Finance
2 weeks ago
controlled function added: (779)SMF22 Other Local Responsibility
2 weeks ago
controlled function added: (778)SMF22 Other Local Responsibility

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.